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    基于深度学习和上采样的杉木单木枯损模型构建

    High-precision individual tree mortality prediction for Chinese fir using deep learning and oversampling

    • 摘要:
      目的 杉木是我国福建省重要用材树种,针对福建将乐国有林场杉木单木枯损预测精度不高的问题,构建基于深度学习的诊断模型,为杉木科学抚育提供参考。
      方法基于 基于2011—2024年79块固定样地数据,采用SMOTE、MAHAKIL等上采样技术及其混合策略处理类间不平衡问题,建立深度学习单木枯损模型。采用F1分数、赤池信息量准则(AIC)和贝叶斯信息量准则(BIC)等多维度指标评价模型性能,并进一步与传统logistic回归模型进行对比,评估模型性能与稳定性。
      结果 (1)混合采样策略显著提升模型性能,其中MAHAKIL混合上采样模型的AIC均值(874)和BIC均值(949)整体优于SMOTE混合上采样模型(AIC=1 038,BIC=1 117)。最优方案为MAHAKIL-R300混合采样,该模型F1分数达0.959,临界阈值确定为0.646。深度学习单木枯损模型性能显著优于传统logistic回归模型。(2)在8个影响因子中,对杉木单木枯损影响贡献最大的前3个因子依次为胸径、胸径基尼系数、大于对象木胸径的其他林木的胸高断面积之和(C1)。其中,胸径基尼系数、C1与枯损概率呈正相关,而胸径与枯损概率呈负相关,表明林木竞争和结构不均衡显著增加了单木枯损风险。
      结论 本研究构建的基于上采样技术与深度学习的杉木单木枯损模型,具有更高的预测精度和稳定性,能有效识别枯损关键影响因子。该模型可为杉木林精准抚育和科学经营提供可靠的决策支持工具。

       

      Abstract:
      Objective Chinese fir (Cunninghamia lanceolata) is a key timber species in Fujian Province, China. To address the issue of low prediction accuracy for individual tree mortality at the Jiangle State-owned Forest Farm, this study constructs a deep learning-based diagnostic model, providing a reference for the scientific tending of Chinese fir.
      Method Using data from 79 permanent sample plots from 2011 to 2024, SMOTE, MAHAKIL, and hybrid oversampling strategies were employed to address class imbalance issues. A deep learning-based individual tree mortality model was established. Model performance was evaluated using multidimensional metrics such as F1 score, AIC, and BIC, and further compared with traditional logistic regression models to assess performance and stability.
      Result The hybrid sampling strategies significantly improved model performance. The MAHAKIL hybrid oversampling model achieved mean AIC (874) and BIC (949) that were superior to those of the SMOTE hybrid oversampling model (AIC=1 038, BIC=1 117). The optimal strategy was the MAHAKIL-R300 hybrid sampling, with an F1-score of 0.959 and a critical threshold set at 0.646. The performance of the deep learning individual tree mortality model was significantly better than that of the traditional logistic regression model. (2) Among the eight influencing factors, the top three factors contributing the most to individual tree mortality of Chinese fir were, in order, diameter at breast height (DBH), Gini coefficient of DBH, and the total basal area of trees with DBH greater than that of the subject tree (C1). The Gini coefficient of DBH and C1 were positively correlated with mortality probability, while DBH was negatively correlated with mortality probability, indicating that tree competition and structural imbalance significantly increased the risk of individual tree mortality.
      Conclusion The individual tree mortality model for Chinese fir constructed in this study, based on oversampling techniques and deep learning, demonstrated higher prediction accuracy and stability, effectively identifying key influencing factors of mortality. This model can provide a reliable decision support tool for the precision nurturing and scientific management of Chinese fir forests.

       

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