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    基于潜在郁闭度估算和NPP趋势的东北地区森林退化评估

    Analysis of forest degradation characteristics in Northeast China based on spatial distribution of canopy closure and NPP decreasing trend

    • 摘要:
      目的 森林郁闭度是表征森林结构与生长状况的关键指标。定量评估东北地区森林的郁闭度现状和潜在郁闭度情况,并结合森林净初级生产力(NPP)动态评估其退化特征,对区域森林质量的精准提升及气候变化应对具有重要意义。
      方法 基于11 472幅0.5 m分辨率森林郁闭度数据与实测样地数据,构建多林型随机森林模型,在100 m栅格尺度上反演东北地区森林郁闭度的空间分布。在此基础上,结合气候、土壤与地形因子,通过梯度分箱与条件筛选方法估算潜在郁闭度,并结合NPP呈下降趋势区域,识别与评估森林退化的范围与程度。
      结果 随机森林模型验证集的R2为0.567 ~ 0.774,拟合精度较高。东北地区森林在空间上总体呈现“北低南高”的分布格局,值变化范围为0.264 ~ 0.976,天然林与人工林的平均郁闭度分别为0.716和0.689,。在省级尺度上,吉林省的天然林与人工林森林郁闭度平均值最高(分别为0.738和0.717),黑龙江省和内蒙古自治区相对较低。统计分析表明,不同起源(天然林/人工林)及不同林型间的郁闭度差异显著(p < 0.001)。研究识别出东北地区存在不同程度退化区域的森林总面积为993.599万hm2,占森林总面积的24.27%。
      结论 东北地区森林郁闭度整体水平较高且其值变化范围也较广,天然林优于人工林,阔叶林优于混交林与针叶林,但仍存在较大面积的退化现象。本研究以遥感光谱数据、气候数据和土壤地形数据为关键参数,并基于潜在郁闭度的估算和NPP变化趋势,能够准确、快速、全面的识别东北地区森林退化情况,为森林结构现状和未来进一步的森林功能定量研究提供了新的方法和思路。

       

      Abstract:
      Objective Forest canopy closure is a key indicator characterizes forest structure and growth conditions. Quantitatively assessing the current and potential canopy closure of forests in Northeast China, and dynamically evaluating degradation characteristics in conjunction with net primary productivity (NPP), is of great significance for enhancing regional forest quality with precision and for responding to climate change.
      Method Based on 11 472 forest canopy closure datasets at 0.5 m resolution, field plot measurements, a multi-forest-type random forest model was constructed to map the spatial distribution of forest canopy closure in Northeast China at a 100 m grid scale. Building on this foundation, by integrating climatic, soil, and topographic factors, potential canopy closure was estimated using gradient binning and conditional screening methods. Combined with areas exhibiting a decline trend in NPP, the extent and degree of forest degradation were identified.
      Result The R2 of the random forest model ranged from 0.567 to 0.774, indicating a relatively high fitting accuracy. The spatial pattern of forest canopy closure in Northeast China generally exhibited a “low in the north and high in the south” distribution, with values ranging from 0.264 to 0.976. The average canopy closure values for natural and plantation forests were 0.716 and 0.689, respectively. At the provincial scale, Jilin showed the highest mean canopy closure for both natural and plantation forests (0.738 and 0.717, respectively), whereas Heilongjiang and Inner Mongolia exhibited comparatively lower values. Statistical analysis revealed that canopy closure differed significantly between forest origins (natural/plantation) and among forest types (p < 0.001). The study identified a total of 9.936 million hectares of forest experiencing varying degrees of degradation in Northeast China, accounting for 24.27% of the region’s total forest area.
      Conclusion Northeast China’s forests generally exhibit high canopy closure with a wide range of values. Natural forests outperformed plantations, and broadleaf forests surpassed mixed and coniferous forests. However, substantial areas of degradation still existed. This study employed remote sensing spectral data, climate data, and soil and topographic data as key parameters, and, based on estimates of potential canopy closure and NPP trends, was able to accurately, rapidly, and comprehensively identify forest degradation in Northeast China. It provides a novel approach and perspective for assessing current forest structure and for further quantitative studies of forest functions in the future.

       

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