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    融合机载LiDAR的天然混交林优势高估算方法

    Estimation methods of top height in natural mixed forests integrating Airborne LiDAR

    • 摘要:
      目的 针对天然混交林结构复杂、优势高估算困难的问题,本研究旨在利用机载LiDAR技术获取的高精度树高数据,系统评估多种优势高估算方法在针叶混交林、阔叶混交林及针阔混交林中的适用性,并为不同林分类型筛选出最优的估算方法。
      方法 基于42块天然混交林样地数据,结合机载 LiDAR 点云提取的高精度单木树高信息,构建了由3类基础估算算法(传统估算法、调整最大树法和 U 估计法)与4种优势木选择标准组合而成的10种优势高估算方法。通过不确定性分析、差异性检验及相关性分析等统计手段,并与普适方法进行对比,系统评价其在不同林分条件下的表现。
      结果 (1)在3种林分类型中,所得优势高估计值各有不同但总体呈现一致的规律性,总体呈现“传统估算方法 > 调整最大树法 > U估计法”的趋势,另外,将树种差异纳入考量会导致估算值偏低。(2)各方法间差异显著性因林分类型而异。阔叶混交林中仅挑选最高树且不考虑树种差异的传统估算方法(TH2)与综合考虑最高树及不同树种差异的U估计法(TH10)差异显著;针叶混交林中TH10与其他多种方法存在显著区别;针阔混交林的情况最为复杂,呈现多组显著乃至极显著的差异组合。(3)所有估算方法在各林分类型中均呈正相关,其中阔叶混交林内各方法间关联性最强(r = 0.71 ~ 0.99)。(4)3种林分类型中,绝大多数优势高估算方法与加权林分密度指数(SDI)仅表现出微弱的正相关,表明这些方法受密度影响较小。(5)不确定性分析显示,TH9(仅挑选最粗树的U估计法)与TH2在针叶混交林中表现最佳,TH10和TH6则分别在阔叶混交林和针阔混交林中表现出最低的不确定性,结果最为可靠。(6)在3种林分类型中,各优势高估算方法均与林分平均高呈中度至极强正相关,但与林分生物量和断面积生长量的相关性则普遍较弱,显示出一致的相关性。
      结论 本研究证实,在天然混交林优势高估算中,通过机载LiDAR数据针对不同林分类型匹配特定算法,比采用单一通用方法更为科学可靠。推荐如下最优方案:针叶混交林宜采用仅挑选最高树且不考虑树种差异的传统估算方法(TH2),针阔混交林宜采用仅挑选最高树且不考虑树种差异的调整最大树法(TH6),阔叶混交林宜采用综合考虑最高树及树种差异的 U 估计法(TH10)进行优势高估算。研究进一步明确了天然混交林条件下优势高估算方法的合理选型,为机载 LiDAR 数据在复杂森林结构的应用提供了重要的参考价值。

       

      Abstract:
      Objective Given the complex structure of natural mixed forests and the difficulty of accurately estimating top height, this study aims to utilize high-precision tree height data derived from Airborne LiDAR to systematically evaluate the applicability of multiple top height estimation methods in coniferous mixed forests, broad-leaved mixed forests, and coniferous–broad-leaved mixed forests, and to identify the optimal estimation method for each forest type.
      Method Based on data from 42 natural mixed forest plots, combined with high-precision individual-tree height information extracted from Airborne LiDAR point clouds, ten top height estimation methods were developed by integrating three basic estimation approaches—the conventional estimation method, the adjusted largest trees method, and the U-estimator method (UE)—with four dominant tree selection criteria. Uncertainty analysis, difference testing, and correlation analysis were applied, and the results were compared with a general method applicable to all forest types to systematically evaluate the performance of these methods under different forest conditions.
      Result (1) Across the three forest types, the estimated top height values differed among methods but exhibited a generally consistent pattern, following the trend of conventional estimation methods > adjusted maximum tree methods > U-estimator methods. In addition, incorporating tree species differences tended to result in lower top height estimates. (2) Differences among estimation methods varied with forest type. In broad-leaved mixed forests, only TH2 (the conventional estimation method selecting the highest trees without considering species differences) and TH10 (the U-estimator method considering both the highest trees and species differences) showed significant differences. In coniferous mixed forests, TH10 differed significantly from several other methods. The coniferous–broad-leaved mixed forests exhibited the most complex pattern, with multiple pairs of methods showing significant or highly significant differences. (3) All estimation methods were positively correlated across forest types, with the strongest inter-method associations observed in broad-leaved mixed forests (r = 0.71–0.99). (4) In all three forest types, the majority of top height estimation methods showed only weak positive relationships with the weighted stand density index (SDI), indicating that these methods were relatively insensitive to stand density. (5) Uncertainty analysis indicated that TH9 (the U-estimator method selecting only the largest-diameter trees) and TH2 performed best in coniferous mixed forests, while TH10 and TH6 exhibited the lowest uncertainty in broad-leaved mixed forests and coniferous–broad-leaved mixed forests, respectively, yielding the most reliable results. (6) Across the three forest types, all top height estimation methods showed moderate to very strong positive correlations with mean stand height, whereas their correlations with stand biomass and basal area increment were generally weak, revealing consistent patterns across methods.
      Conclusion This study demonstrates that, for top height estimation in natural mixed forests, matching forest-type-specific algorithms based on Airborne LiDAR data is more scientifically reliable than applying a single universal method. Specifically, the conventional estimation method that selects only the highest trees without considering species differences (TH2) is recommended for coniferous mixed forests, the adjusted maximum tree method with the same selection criterion (TH6) for coniferous–broad-leaved mixed forests, and the U-estimator method that accounts for both the highest trees and species differences (TH10) for broad-leaved mixed forests. These findings further clarify the rational selection of top height estimation methods under natural mixed forest conditions and provide valuable reference for the application of Airborne LiDAR data in forests with complex structural characteristics.

       

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