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    基于非线性混合效应模型的东北红松树高−胸径关系

    Relationship between tree height and DBH of Pinus koraiensis in northeastern China based on nonlinear mixed effects model

    • 摘要:
      目的 构建红松非线性混合效应树高−胸径模型,并对比分析不同抽样方法和不同抽样数量对模型预测精度的影响,为研究红松的生长发育规律提供理论依据。
      方法 基于吉林省蛟河地区与黑龙江省凉水地区两块样地合计4 441组红松数据,将数据随机分为建模数据(80%)和检验数据(20%)。对常见的15个树高−胸径模型进行拟合,筛选效果最佳的模型作为基础模型,并将胸高断面积、优势木平均高和林分平均胸径加入基础模型,构建最优广义模型。同时,引入样方水平的随机效应,分别构建基础混合效应模型和广义混合效应模型,并评价两个固定效应模型与两个混合效应模型的拟合能力和预测精度。使用检验数据验证模型预测精度,采用固定效应模型的平均水平预测(FPA)、混合模型的总体平均响应预测(MPA)和主体响应预测(MPS)3种预测类型进行比较。此外,对混合模型在随机抽取、抽胸径最大、抽胸径最小和抽取平均木(胸径接近平均值的样本)4种抽样方案下的预测精度和样本数量关系进行分析。
      结果 (1)Prodan模型为最优基础模型(R2、RMSE、MAE分别为0.841、3.335 m、2.492 m),加入林分平均胸径、优势木平均高和胸高断面积的广义模型预测精度更高(R2、RMSE、MAE分别为0.914、2.449 m、1.816 m)。引入样方随机效应后,模型的精度显著提升(基础混合效应模型R2、RMSE、MAE分别为0.961、1.652 m、1.231 m,广义混合效应模型R2、RMSE、MAE分别为0.958、1.719 m、1.288 m)。(2)通过检验数据验证模型精度,结果表明模型预测精度均表现为MPA > FPA > MPS,广义模型预测精度总体优于基础模型。(3)4种抽样方案中,抽取平均木的抽样方法表现最佳,当抽取8株时,预测能力最优;在实际应用中,考虑人工成本与经济成本,抽取5株平均木测量树高以估计随机参数的方法亦合理可行。
      结论 将林分因子和样方效应引入基础模型能够显著提高红松树高−胸径模型的精度,采用抽取平均木的抽样方法预测精度更高。本研究探讨了非线性混合效应模型下红松树高与胸径的关系,为精准预测东北主要建群种红松树高值以及后续实地调查与经营管理提供理论基础与实践参考。

       

      Abstract:
      Objective This paper aims to construct a nonlinear mixed-effects model for the tree height-DBH relationship of Pinus koraiensis, compare the prediction accuracy of various sampling methods and sample sizes, and provide a theoretical basis for understanding the growth patterns of Pinus koraiensis.
      Method This study used 4 441 sets of data from two sample plots in Jiaohe, Jilin Province, and Liangshui, Heilongjiang Province of northeastern China. The data were randomly divided into two parts, with 80% used for modeling and 20% for validation. Fifteen common tree height-DBH models were fitted, and the best-performing model was selected as the base model. Variables such as basal area, dominant height, and quadratic mean diameter were added to the base model to construct the optimal generalized model. Random effects at the plot level were also considered, resulting in the construction of a base mixed-effects model and a generalized mixed-effects model. The fitting ability and prediction accuracy of two fixed-effects models and two nonlinear mixed-effects models were evaluated. We validated the model prediction accuracy using validation data, compared three prediction types: fixed effects model average prediction (FPA), mixed model overall mean response prediction (MPA), and subject response prediction (MPS). Additionally, we analyzed the prediction accuracy and relationship between sample size and four sampling schemes for the mixed model: random sampling, the largest DBH sampling, the smallest DBH sampling, and average tree sampling (samples with DBH close to the average value).
      Result (1)The optimal base model was the Prodan model (R2, RMSE, MAE were 0.841, 3.335 m, 2.492 m, respectively). The generalized model incorporating quadratic mean , dominant height, and basal area had the highest prediction accuracy (R2, RMSE, MAE were 0.914, 2.449 m, 1.816 m, respectively). Introducing plot-level random effects significantly improved model accuracy; the base mixed-effects model had R2, RMSE, MAE of 0.961, 1.652 m, 1.231 m, respectively, and the generalized mixed-effects model had R2, RMSE, MAE of 0.958, 1.719 m, 1.288 m, respectively. (2) Model accuracy tested with validation data showed MPA > FPA > MPS, and prediction accuracy of generalized model was better than base model. (3) Among four sampling schemes, the sampling method of average trees was the best, and the prediction ability was the best when eight trees were selected; in practical application, considering the labor cost and economic cost, the method of selecting five average trees to measure the tree height to estimate the random parameters was also reasonable and feasible.
      Conclusion Incorporating stand factors and plot effects into the base model significantly improves the accuracy of tree height-DBH model for Pinus koraiensis. Additionally, the sampling method using average trees provides higher prediction accuracy. This study explores the relationship between tree height and DBH of Pinus koraiensis under a nonlinear mixed-effects model. It provides a theoretical foundation and practical reference for accurately predicting tree height of Pinus koraiensis, the main constructive species in northeastern China, as well as for subsequent field surveys and management practices.

       

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